For instance, the Sarbanes-Oxley Act of 2002 (SOX) imposes many compliance and administrative rules on public companies. The most contentious part of SOX is Section 404, which requires the implementation, documentation, and testing of internal controls over financial reporting at all levels of the organization.

Public companies must also conduct operational, accounting, and financial engineering in order to meet Wall Street's quarterly earnings expectations.

There are also many entities a private company will have to interact with in order to go public. Below is a partial list of such entities each of which we are very familiar with

By partnering with us you will find the transition in taking your company public will be smooth and stress free.

A sample of more details can be found if you click here

Here are just a few more areas where we will help you

  • Providing assistance with the preparation and filing of annual, quarterly and periodic reports required to be filed with the SEC pursuant to the Exchange Act (e., Forms 10-K, 10-Q and 8-K)
  • Providing assistance with compliance with the proxy rules under the Exchange Act and preparing required documents related thereto, including (as applicable) annual Schedule 14A proxy statements or Schedule 14C information statements
  • Providing assistance with effecting required filings with the SEC by officers and directors, such as Forms 3, 4 and 5 under Section 16 of the Exchange Act and Forms 13D and 13G under Section 13 of the Exchange Act
  • Preparing stock incentive plans or stock option plans and related Form S-8 Registration Statements to be filed with the SEC under the Securities Act
  • Providing assistance with compliance with Regulation D regarding fair disclosure of information to the public
  • Providing advice with respect to compliance with insider trading restrictions under the Exchange Act
  • Preparing Form S-4 Registration Statements under the Securities Act with respect to mergers and acquisitions